Compensation Advisory Studio · Executive Compensation

Severance / Change-in-Control

Qualifying-termination and CIC packages with double-trigger detail, 280G gross-up flags, and walk-away exposure.

What this analysis does

Inventory each NEO's severance and change-in-control package — base multiple, bonus multiple, LTI treatment, benefits continuation, double-trigger status — and surface ISS / Glass Lewis flags.

Required data

Executive employment agreements, CIC severance plan, LTI plan acceleration provisions, year-end share price.

Key outputs

Per-NEO QT and CIC multiples, LTI treatment, benefits continuation, gross-up flags, and walk-away dollar exposure.

Data caveats

Walk-away values assume year-end share price and last completed AIP cycle. Real-world payout depends on trigger timing.

Advisor takeaway

Total CIC walk-away exposure is $51.6M. One NEO has a 280G gross-up (legacy GC contract) which is an ISS Quality of Compensation veto. Cleanup is the top priority before the next proxy.

Next recommended action

Drive the gross-up removal to closure; document in the next 8-K if a side-letter amendment is executed.

NEOs
6
280G gross-ups
1
ISS / GL flags
1
Total CIC walk-away
$51.62M
aggregate exposure
M. Reyes · CEO
Walk-away (CIC): $24.80M
Double-trigger
Qualifying termination
Base multiple
Bonus multiple
LTI treatment
Pro-rata vesting
Benefits
24 months
Change-in-control
Base multiple
Bonus multiple
LTI treatment
Full acceleration; PSUs at target
Benefits
36 months
S. Patel · CFO
Walk-away (CIC): $6.98M
Double-trigger
Qualifying termination
Base multiple
Bonus multiple
LTI treatment
Pro-rata vesting
Benefits
12 months
Change-in-control
Base multiple
Bonus multiple
LTI treatment
Full acceleration; PSUs at target
Benefits
24 months
A. Chen · COO
Walk-away (CIC): $6.24M
Double-trigger
Qualifying termination
Base multiple
1.5×
Bonus multiple
1.5×
LTI treatment
Pro-rata vesting
Benefits
18 months
Change-in-control
Base multiple
Bonus multiple
LTI treatment
Full acceleration; PSUs at target
Benefits
24 months
L. O'Brien · CTO
Walk-away (CIC): $6.14M
Double-trigger
Qualifying termination
Base multiple
Bonus multiple
LTI treatment
Pro-rata vesting
Benefits
12 months
Change-in-control
Base multiple
Bonus multiple
LTI treatment
Full acceleration; PSUs at target
Benefits
24 months
K. Suzuki · GC
Walk-away (CIC): $4.28M
280G gross-upDouble-trigger
Qualifying termination
Base multiple
Bonus multiple
LTI treatment
Pro-rata vesting
Benefits
12 months
Change-in-control
Base multiple
Bonus multiple
LTI treatment
Full acceleration; PSUs at target
Benefits
24 months
  • 280G gross-up is in legacy contract — flagged by ISS.
R. Kapoor · CHRO
Walk-away (CIC): $3.18M
Double-trigger
Qualifying termination
Base multiple
Bonus multiple
LTI treatment
Pro-rata vesting
Benefits
12 months
Change-in-control
Base multiple
1.5×
Bonus multiple
1.5×
LTI treatment
Full acceleration; PSUs at target
Benefits
18 months
Advisor takeaway
High
What we found

One legacy 280G gross-up (GC contract) is the single ISS Quality of Compensation veto in the executive population. All other CIC structures are clean: double-trigger across the board, no excise-tax gross-ups, market-standard 2-3× CIC multiples.

Why it matters

A 280G gross-up — even legacy — drives a 'Medium concern' or 'High concern' rating in ISS Quality of Compensation. Paired with otherwise-clean program design, the gross-up is a single-issue fix worth pursuing.

Recommended action

Negotiate gross-up removal in next GC contract renewal; consider one-time consideration (a single PSU grant) to facilitate the amendment if necessary.

Risks

If the GC contract has anti-amendment language, removing the gross-up requires negotiated consideration. Model the cost of consideration vs the expected payout — usually consideration is cheaper.

Questions to ask the client
  • When does the GC contract come up for amendment, and what's the comp committee's posture on legacy benefits?
  • Should the comp committee adopt a formal 'no new gross-ups' policy and disclose it in the CD&A?
Data caveats

Walk-away values are aggregate and assume year-end share price. Real-world payout depends on trigger timing and AIP cycle status.

Suggested next module

Open Director Compensation to round out the executive-comp review.